Assessment reports
- Asia Pacific Exchange Limited (formerly Australian Pacific Exchange Limited)
- Australian Stock Exchange Limited/ ASX Futures Exchange Limited
- Bendigo Stock Exchange Limited
- Board of Trade of the City of Chicago Inc
- Chicago Mercantile Exchange Inc
- EBS Service Company Limited
- Eurex Frankfurt AG
- Golden Circle Limited
Assessment reports- continued
- ICAP Europe Limited
- IMB Ltd
- London Metal Exchange Limited
- Mercari Pty Limited
- Reuters Transaction Services Limited
- Stock Exchange of Newcastle Limited
- Sydney Futures Exchange Limited/SFE Corporation Limited
- Yieldbroker Pty Limited
See alsoClearing and settlement facilities RG 172 Australian market licences: Australian operators RG 196 Short selling: Overview of s1020B REP 83 Small and mid-cap miners study
CO 99/675 Sydney Futures Exchange — managed discretionary accounts CO 00/2451 Electronic lodgment of certain reports with the ASX - approval CO 00/2449 /asic/pdflib.nsf/LookupByFileName/132.pdf/$file/132.pdfASX Electronic Lodgment Facility - relief from paper form lodgment
CO 01/15 Sydney Futures Exchange — participant's relevant interest and voting power CO 02/1022 Sydney Futures Exchange Limited — operation of managed discretionary accounts by associate participants CO 02/138 Announcements to financial markets by holding companies about financial products (other than securities) issued by subsidiaries CO 02/313 Part 7.11 — Transfers of securities under Division 3 CO 03/826 Market related records: Australian financial services licensees dealing on overseas markets CO 03/957 ASX managed investment warrants — disclosure and reporting exemptions CO 03/965 Sydney Futures Exchange — extension of the definition of "member" of a futures organisation CO 06/682 Multiple derivative issuers CO 08/751 Covered short sales CO 08/764 Short selling—exercise of exchange traded options CO 09/1051 Short selling relief: Exchange traded options, unobtained financial products and certain bonds and debentures REP 158 Survey of the OTC derivatives market in Australia INFO 95 Requirements for disclosure and reporting of short sales from 19 November 2008
See also Fundraising: foreign disclosure documents - mutual recognition RG 177 Australian market licences: Overseas operators RG 72 Foreign securities prospectus relief RG 163 Takeovers: Minimum bid price principle
CO 00/185 Foreign securities
CO 00/214 Foreign securities: listed foreign companies making 20 or fewer offers in Australia in 12 months CO 02/249 Approved overseas financial markets: s257B(7) CO 02/259 Downstream acquisitions: foreign stock markets CO 02/263 Foreign interests in a managed investment scheme traded on an approved foreign exchange: 20 or fewer offers in Australia in 12 months CO 02/284 CHESS-approved foreign securities CO 02/311 CHESS Depositary Nominees Pty Ltd — CDIs CO 04/10 Statement of Advice relief for certain products able to be traded on an approved foreign market CO 04/443 Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG CO 04/444 Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc. CO 04/829 US CFTC regulated financial services providers CO 04/1313 Germany BaFin regulated financial service providers CO 05/84 JSE Securities Exchange South Africa added to ASIC's downstream acquisition takeover relief REP 134 Enhancing capital flows into and out of Australia
CO 03/578 Financial Services Guide exemption for market making services on a licensed market CO 04/443 Licensing relief for offshore participants in the market operated by Eurex Frankfurt AG CO 04/444 Licensing relief for offshore participants in the market operated by Chicago Mercantile Exchange Inc. CO 04/1570 Licensing relief for some overseas dealers or market makers in derivatives and foreign exchange contracts
Bloomberg Tradebook Australia Pty Ltd REP 115 Market assessment report: Bloomberg Tradebook Australia Pty Ltd (March 2008)
Board of Trade of the City of Chicago Inc REP 92 Market assessment report: Board of Trade of the City of Chicago Inc (February 2007) REP 103 Market assessment report: Board of Trade of the City of Chicago Inc (March 2008) REP 145 Market assessment report: Board of Trade of the City of Chicago Inc (December 2008)
Chicago Mercantile Exchange Inc REP 52 Market assessment report: Chicago Mercantile Exchange Inc (July 2005) REP 72 Market assessment report: Chicago Mercantile Exchange Inc (May 2006) REP 93 Market assessment report: Chicago Mercantile Exchange Inc (March 2007) REP 102 Market assessment report: Chicago Mercantile Exchange Inc (March 2008) REP 144 Market assessment report: Chicago Mercantile Exchange Inc (December 2008)
EBS Service Company Limited REP 73 Market assessment report: EBS Service Company Limited (May 2006) REP 104 Market assessment report: EBS Service Company Limited (October 2007)
Eurex Frankfurt AG REP 48 Market assessment report: Eurex Frankfurt AG (July 2005) REP 48 Market assessment report: Eurex Frankfurt AG (May 2006) REP 96 Market assessment report: Eurex Frankfurt AG (June 2007) REP 146 Market assessment report: Eurex Frankfurt AG (December 2008)
Golden Circle Limited REP 43 Market assessment report: Golden Circle Limited (June 2005) REP 98 Market assessment report: Golden Circle Limited (August 2007) REP 117 Market assessment report: Golden Circle Limited (May 2008) REP 136 Market assessment report: Golden Circle Limited (August 2008)
ICAP Europe Limited REP 44 Market assessment report: ICAP Europe Limited (June 2005) REP 70 Market assessment report: ICAP Europe Limited (February 2006) REP 91 Market assessment report: ICAP Europe Limited (February 2007)
See also Financial services | Other topics | About the road map