ASIC enforcement outcomes

These six-monthly reports outline enforcement outcomes achieved by ASIC.

These reports identify categories of gatekeeper against whom enforcement action was taken and highlight examples of conduct targeted during the relevant period.

  • REP 536 ASIC enforcement outcomes: January to June 2017
  • REP 513 ASIC enforcement outcomes: July to December 2016
  • REP 485 ASIC enforcement outcomes: January to June 2016
  • REP 476 ASIC enforcement outcomes: July to December 2015
  • REP 444 ASIC enforcement outcomes: January to June 2015
  • REP 421 ASIC enforcement outcomes: July to December 2014
  • REP 402 ASIC enforcement outcomes: January to June 2014
  • REP 383 ASIC enforcement outcomes: July to December 2013
  • REP 360 ASIC enforcement outcomes: January to June 2013
  • REP 336 ASIC enforcement outcomes: July to December 2012
  • REP 299 ASIC enforcement outcomes: January to June 2012
  • REP 281 ASIC enforcement outcomes: July to December 2011

Search our registers

Use our online services

Find a form

Last updated: 22/08/2017 10:13