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Speeches, interviews and articles



2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998

2014



Handling of confidential information
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Australasian Investor Relations Association, Sydney, 5 August 2014

The regulator’s perspective on the regulation of SMSFs
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the CPA Australia SMSF Conference 2014, on 16 July 2014

What ASIC expects of directors
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Australian Institute of Company Directors Lunch, 24 June 2014

Senate Estimates: Opening statement
Opening statement to Senate Estimates by Greg Medcraft, Chairman, Australian Securities and Investments Commission, 4 June 2014.

The biggest changes to the financial system since the Wallis Inquiry
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Corporate Governance Forum 2014, 3 June 2014.

Financial innovation-driven complexity: Creating a dynamic landscape
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers Association of Australia (SAA) Annual Conference, 30 May 2014.

Consumer credit regulatory update 2014
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission to the Mortgage and Finance Association of Australia (MFAA) National Convention, 14 May 2014.

Senate inquiry into the performance of the Australian Securities and Investments Commission — Opening statement April 2014
Opening statement from Greg Medcraft, Chairman, Australian Securities and Investments Commission, 10 April 2014.

ASIC Forum 2014 - Opening address: Regulating for real people markets and globalisation
Opening address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the ASIC Annual Forum 2014, 24 March 2014.

Regulatory update 2014: Insights from the Australian Securities and Investments Commission
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission, speech to the Insurance Council of Australia (ICA), 28 February 2014.

Self-managed superannuation funds and complex products: ASIC update
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission at the SMSF Professionals’ Association of Australia (SPAA) Conference, 21 February 2014.

Senate inquiry into the performance of the Australian Securities and Investments Commission - Opening statement
Speaking notes from Greg Medcraft, Chairman, Australian Securities and Investments Commission, opening statement to the Senate inquiry into the performance of the Australian Securities and Investments Commission, 19 February 2014.


2013



Australian securitisation 2013
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Securitisation Forum, Sydney, 12 November 2013.

The regulator’s perspective on the regulation of SMSFs
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the The Institute of Public Accountants (IPA) National Congress 2013, 8 November 2013.

ASIC in 2014: Areas of focus and expected changes to the regulatory landscape
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, to the Governance, Risk and Compliance (GRC) conference, 31 October 2013.

Derivatives 2013: The future comes into focus
A speech by Cathie Armour, Commissioner, Australian Securities and Investments Commission, at the ISDA Annual Australia Conference, 17 October 2013.

What matters to ASIC, the insolvency profession and the wider insolvency market
A speech by ASIC Commissioner John Price, delivered at the Insolvency Practitioners Association of Australia (IPA) NSW Conference, 16 October 2013

Setting the record straight: ASIC, bribery and enforcement action
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to an AmCham Business Leaders Lunch, 11 October 2013.

ASIC response to ABC TV’s Four Corners’ questions - 30 September 2013

The regulator's perspective on the regulation of SMSFs
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Institute of Chartered Accountants Australia (ICAA) National SMSF Conference 2013, 17 September 2013.

The Australian hedge funds sector and systemic risk
A speech by ASIC Commissioner, Greg Tanzer, delivered at the AIMA Australia Hedge Fund Forum, Sydney, 10 September 2013

The ongoing relationship between a company and its shareholders
A speech by John Price, Commissioner, Australian Securities and Investments Commission, to the Pacioli Society and the Accounting Foundation of the University of Sydney, 8 September 2013

Self-managed superannuation funds regulatory update
A speech by ASIC Commissioner, Greg Tanzer, delivered at the The Tax Institute National Superannuation Conference 2013, 30 August 2013

Engaging WA stakeholders – Future challenges and opportunities
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission in Perth, 27 August 2013.

The future of financial regulation
A speech by Greg Medcraft, Chairman Australian Securities and Investments Commission at the Financial Services Council (FSC) Annual Conference, 31 July 2013

Selective disclosure of confidential, price-sensitive information
A speech by John Price, Commissioner, Australian Securities and Investments Commission to the Australasian Investor Relations Association, Sydney, 31 July 2013

Global Investor Education Conference - Keynote address
Presented by ASIC Chairman and IOSCO Chair, Greg Medcraft at the International Forum of Investor Education and International Organization of Securities Commissions Global Investor Education Conference, Toronto, 21 June 2013

Parliamentary Joint Committee on Corporations & Financial Services – Opening statement 21 June 2013
A speech by Peter Kell, Deputy Commissioner, Australian Securities and Investments Commission to the Parliament Joint Committee on Corporations & Financial Services (Oversight of the Australian Securities and Investments Commission) on 21 June 2013.

ASIC MoneySmart Rookie launch
An address by ASIC Deputy Chairman Peter Kell, University of Technology, Sydney, Tuesday 18 June 2013

Letter to the editor, Townsville Bulletin
Response to Townsville Bulletin article 'Miner a major issue' by Tony Raggatt, page 31

Senate Estimates Committee Opening Statement
Opening statement by Peter Kell, Deputy Chairman, ASIC, to the Senate Estimates Committee, Parliament House, Canberra, 4 June 2013.

Building and innovating towards stronger, cleaner markets
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Stockbrokers Association of Australia Annual Conference, 2013, 30 May 2013.

The changing perimeter of securities regulation: The perspective from Australia – speech
A speech by Peter Kell, Deputy Chairman, Australian Securities and Investments Commission at the Berle V Conference, Capital Markets, the Corporation and the Asian Century: Governance, Accountability and the Future of Corporate Law, Sydney, 13 May 2013.

Keynote address to Insolvency Practitioners Association of Australia National Conference 2013
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at the Insolvency Practitioners Association of Australia (IPA) National Conference 2013, 9 May 2013.

ASIC's outlook ... the road ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission, Australian Shareholders’ Association (ASA) Making a Difference Conference 2013, 8 May 2013.

Launch of ASIC multimedia activities on mobile phone use
Opening remarks by Greg Medcraft, Chairman, Australian Securities and Investments Commission at Holy Cross College, Ryde, 7 May 2013

ASIC’s perspective on resources and reserves reporting
A speech by John Price, Commissioner, Australian Securities and Investments Commission at the Australian Securities Exchange / Joint Ore Reserves Committee roadshow, Melbourne, 29 April 2013

Global challenges facing regulators in the next decade
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions delivered at the American Australian Association lunch event, New York, 24 April 2013

Continuous disclosure: Guidance Note 8 rewrite
Speech delivered by Belinda Gibson, Deputy Chairman, and John Price, Commissioner, ASIC at the ASX Forum, 22 and 29 April 2013

Improving the global consistency of financial regulation
A speech by Greg Medcraft, Chairman, ASIC and Chairman, International Organization of Securities Commissions, delivered at the EuroFi High Level Seminar, Dublin, 11 April 2013

Self-managed superannuation funds regulatory update
A speech by Peter Kell, Commissioner, ASIC at the CPA Australia SMSF Conference and Expo 2013, 10 April 2013

ASIC Annual Forum 2013 - Opening address (PDF 81 KB)
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission opening the ASIC Annual Forum 2013, 25 March 2013.

FOFA and the new reality
A speech by ASIC Commissioner, Peter Kell, delivered at the Money Management and Financial Services Council Breakfast Series, 12 March 2013.

The major challenges for regulators to maintain investors' trust and confidence in the financial system
A speech by ASIC Chairman, Greg Medcraft, delivered to the Asian Financial Forum, Hong Kong, 14 January 2013.


2012



Continuous disclosure
A speech by ASIC Commissioner, John Price, delivered at the Chartered Secretaries Australia (CSA) 2012 Annual Conference, 3 December 2012.

Trustee obligations: How to tell the new story to members
A speech by ASIC Commissioner, Greg Tanzer delivered at the Association of Superannuation Funds of Australia (ASFA) Annual Conference 2012, 28 November 2012.

ASIC compliance: How internal audit can strengthen the corporate governance framework (PDF 86 KB)
A speech by John Price, Commissioner, Australian Securities and Investments Commission Internal Audit Financial Services Forum Institute of Internal Auditors – Australia, 15 November 2012.

The challenges facing ASIC over the next decade
A speech by ASIC Chairman, Greg Medcraft, delivered at the American Chamber of Commerce in Australia Business Leaders’ Lunch, Hilton Sydney, 2 November 2012.

Global developments in securitisation regulation – an ASIC perspective (PDF 102 KB)
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the Australian Securitisation Forum Conference 2012, 22 October 2012.

Challenges and strategies for IOSCO (PDF 69 KB)
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the International Centre for Financial Regulation, London, 4 September 2012.

ASIC Chairman's speech to ACTU Superannuation Trustees Forum 2012 (PDF 69 KB)
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the ACTU Superannuation Trustees Forum 2012, 10 October 2012.

ASIC Chairman's speech to FINSIA conference 2012 (PDF 74 KB)
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Financial Services Institute of Australasia Conference 2012, 10 October 2012.

Reshaping the regulatory-industry relationship
A speech by Greg Tanzer, Commissioner, Australian Securities and Investments Commission to the The Australian Hedge Fund Forum, 18 September 2012.

Parliamentary Joint Committee: ASIC oversight hearings 2012 — Opening statement
Speaking notes from Greg Medcraft, Chairman, Australian Securities and Investments Commission opening statement to the Parliamentary Joint Committee hearings into oversight of ASIC, 12 September 2012.

MoneySmart Week and doing a Money Health Check
A speech by ASIC Commissioner Peter Kell, to the ABA Conference, Broadening financial understanding, 5 September 2012

ASIC's financial adviser work for 2012-13
A speech by Peter Kell, ASIC Commissioner, delivered at the Association of Financial Advisers National Roadshow, Brisbane, 26 July 2012

Maintaining market integrity in a changing environment
Keynote speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Stockbrokers Association of Australia 2012 Annual Conference, 1 June 2012.


The future of advice post FoFA
A speech by Peter Kell, Commissioner, Australian Securities and Investments Commission to the Association of Financial Advisers / Financial Services Council Leadership Forum, 1 May 2012.

ASIC's focus relating to markets
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Financial Information Services Division (FISD) of the Software and Information Industry Association, 16 April 2012.

Ownership rights and ASIC’s regulatory agenda
A speech by Belinda Gibson, Deputy Chairman, Australian Securities and Investments Commission to the Agency in Capital Markets Ownership Matters Annual Governance Conference, 3 April 2012.

ASIC’s challenges in the years ahead
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Asian and Oceanian Stock Exchanges Federation 30th AOSEF General Assembly & Working Committee Meeting, 29 March 2012.

Address to CMSF Concurrent Forum #2
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the Conference of Major Superannuation Funds, Concurrent Forum #2, Plaza Auditorium, Convention & Exhibition Centre, Cnr Merivale & Glenelg Streets, Southbank, Brisbane on 19 March 2012.

Address to AICD Leaders' Edge luncheon - Challenges facing ASIC over the next decade
Delivered by Greg Medcraft, Chairman, Australian Securities and Investments Commission, in Melbourne, 20 March 2012

Regulatory update 2012: Insights from ASIC
A speech by Peter Kell, Commissioner, ASIC to the Insurance Council of Australia (ICA), 22 February 2012

Summer School 2012 - Opening statement delivered by ASIC Chairman, Greg Medcraft, 20 February 2012.

Improving consumer and investor confidence
A speech by Peter Kell, Commissioner, ASIC, delivered to the Association of Superannuation Funds of Australia (ASFA} NSW February Luncheon Briefing, 14 February 2012

2011



Australian Securitisation Forum 2011 conference - keynote address
Speaking notes for the keynote address by ASIC Chairman Greg Medcraft, at the Australian Securitisation Forum 2011 conference, Hilton Sydney, 21 November 2011

Committee for Sydney presentation
Speaking notes for address by ASIC Chairman, Greg Medcraft, to the Committee for Sydney , 8 November 2011

ASIC's priorities – financial advice, licensing and supervision
Speaking notes for address by Greg Medcraft, Chairman, Australian Securities and Investments Commission to the FINSIA* Financial Services Conference 2011 , Ivy Ballroom, Sydney, 25 October 2011

Address to International Centre for Financial Regulation, Speaking notes for address by Greg Medcraft, ASIC Chairman, International Centre for Financial Regulation, London, 16 September 2011

Australian Hedge Fund Forum, Speaking notes for address by ASIC Chairman, Greg Medcraft, Sofitel Wentworth, Sydney, 15 September 2011

Abacus Chairs and CEO’s Forum, Speaking notes for address by ASIC Chairman, Greg Medcraft, Grand Ballroom, Sheraton on the Park, Sydney, 30 August 2011

ASIC's agenda for market integrity (PDF 129KB), Speech by Commissioner Shane Tregillis, 2011 Supreme Court Corporate Law Conference, Sydney, 23 August 2011

Australian Institute of Management Fellows’ Breakfast
Speaking notes for address by ASIC Chairman, Greg Medcraft, Chairman, Zinc at Federation Square, Melbourne, 19 August 2011

Speech to Australian Prudential Regulation Authority leadership team
A speech by Greg Medcraft, Chairman, ASIC to the Australian Prudential Regulation Authority (APRA) leadership team meeting, 30 June 2011

Systemic risk: The role of securities regulators
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at Systemic Risk, Basel III, Financial Stability and Regulation Conference, Institute of Global Finance, 28 June 2011

News from the regulator
A speech by Greg Medcraft, Chairman, Australian Securities and Investments Commission at FOS National Conference 2011, Melbourne Convention and Exhibition Centre, 2 June 2011

Dark pools, HFT and competition
A speech by Shane Tregillis, ASIC Commissioner, at the Stockbrokers Association of Australia Conference 2011, Hilton Sydney, 26 May 2011

Exchanges in Asia: Trends and perspectives
A speech by Tony D’Aloisio, Chairman, ASIC to the 2011 International Options Market Association and International Options Clearing Association Annual Conference (World Federation of Exchanges), 4 May 2011

Views from ASIC: Insurance Council of Australia Regulatory Update
Speech by Commissioner, Dr Peter Boxall, to Insurance Council of Australia – Sydney, 9 March 2011

Q&A with Tony D'Aloisio
Company Director magazine speaks to Tony D'Aloisio about some of the challenges he has faced as ASIC's chairman over the past four years and his views on the issues confronting company directors today. March 2011

ASIC Summer School 2011- ASIC’s 20 year anniversary
Opening and welcome address to Summer School 2011 by ASIC Chairman, Tony D’Aloisio. 21 February 2011


2010



Regulator was right to bring James Hardie case to court
A letter by ASIC Chairman, Tony D’Aloisio, published in the Australian Financial Review, p43 on 22 December 2010

ASIC acted properly at all times in the James Hardie case
An opinion piece by ASIC Chairman, Tony D’Aloisio, published in the Australian, p22 on 21 December 2010

Responding to the global financial crisis: the ASIC story
A speech by ASIC Chairman, Tony D’Aloisio, to the Trans-Tasman Business Circle, 30 November 2010

Rules on exit fees are clear
An article by ASIC Chairman, Tony D'Aloisio, published in the Herald Sun on 19 November 2010

Recent changes in Australia's supervisory powers
A speech by Belinda Gibson, Deputy chairman, Australian Securities and Investments Commission to the 16th Annual ACLA National Conference, Sydney, 11 November 2010

Insolvency findings misrepresent ASIC's work
An article by ASIC Chairman, Tony D'Aloisio, published in the Australian Financial Review on 16 September 2010

ASIC's forward agenda
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission to the American Chamber of Commerce in Australia (AmCham), Melbourne, 3 September 2010

Insider trading and market manipulation
A speech by ASIC Chairman, Tony D’Aloisio, Supreme Court of Victoria Law Conference, Melbourne, 13 August 2010

Developments in the global regulatory system
A speech by ASIC Chairman, Tony D’Aloisio, Financial Services Council Annual Conference, Melbourne, 12 August 2010

Implications of a fast changing regulatory landscape
A speech by Tony D’Aloisio, Chairman, Australian Securities and Investments Commission at the Australia–Israel Chamber of Commerce Brisbane, 21 July 2010

Retail investors - allow choice or prohibit products
An article by Tony D'Aloisio, Chairman, ASIC, published in The Age 13 July 2010

Rethinking Securities Regulation after the Crisis: An Economics Perspective
A paper by ASIC Chief Economist Alex Erskine contributed to IOSCO deliberations. The views expressed in this paper are those of Alex Erskine and are not necessarily shared by ASIC.

The impacts of proposed regulatory reforms on unregulated or ‘less-regulated’ market segments (Panel 2)
A speech by Tony D'Aloisio, Chairman, ASIC and Co-Chairman, the IOSCO Task Force on Unregulated Markets and Products, Chairman, the International Joint Forum to the 35th IOSCO Annual Conference of the International Organization of Securities Commissions, 10 June 2010

Market supervision moves to ASIC - what does it mean for brokers?
Speeches by ASIC Deputy Chairman, Belinda Gibson and Head of Market and Participant Supervision Division, Greg Yanco, at the 2010 Annual Stockbrokers' Conference, 9 June 2010

Grasping the nettle of market volatility
An article by Tony D'Aloisio, Chairman, ASIC, published in The Australian, 19 May 2010

Australia readies for market competition
An article by Tony D'Aloisio, Chairman, ASIC, published in The Australian, 19 May 2010

A regulator’s perspective on key challenges
A speech by Tony D'Aloisio, Chairman, ASIC, at National Consumer Congress, 16 March 2010

ASIC's approach to market integrity
A speech by ASIC Chairman, Tony D'Aloisio, to the Monash Centre for Regulatory Studies and Clayton Utz Luncheon Lecture, 11 March 2010

The global regulatory outlook
A speech by Greg Medcraft, Commissioner, ASIC at the American Securitization Forum Conference, 1 February 2010, Gaylord National Hotel Washington D.C.


2009



Playing by the Rules: A new regulatory environment is changing the way that corporations relate to investors and the finance community
A speech by Belinda Gibson, ASIC Commissioner, to the AIRA Annual Conference 2009, 2 December 2009

Facilitating capital raising for corporate Australia
A speech by Belinda Gibson, Commissioner ASIC, to the Corporate Finance World Australia 2009 conference, 10 Nov

Regulatory Response to the Financial Crisis
A speech by Tony D'Aloisio, Chairman, ASIC, Sydney, 15 October 2009

Observations on Retirement
A speech by Jeremy Cooper, Deputy Chairman, ASIC, 18 June 2009, Westin Hotel, Sydney

Regulators at the forefront of change
A presentation by ASIC Commissioner, Belinda Gibson, to the Company Directors Conference, 11 June 2009

Financial services – the changing landscape: ASIC Update
An address by Jeremy Cooper, ASIC Deputy Chairman to the Financial Ombudsman Service, National Conference, 11 June 2009, Melbourne

Projecting the future regulation of securitisation, a presentation by Greg Medcraft, Commissioner, ASIC, to the Global ABS Conference, 3 June 2009. Download the slide presentation.

Regulatory issues arising from the financial crisis for ASIC and for market participants
An address by Tony D’Aloisio, ASIC Chairman to the Securities & Derivatives Industry Association (SDIA), 12th Annual Conference, 29 May 2009, Sydney

Investing in 2009, an address to the Naval, Military and Air Force Club of South Australia (Inc) by Jeremy Cooper, Deputy Chairman, ASIC on Wednesday, 11 March 2009, Adelaide

Helping retail investors, a speech by Jeremy Cooper, Deputy Chairman, to the 2009 SPAA National Conference, Adelaide Convention Centre, Wednesday, 11 March 2009

A speech to the Insurance Council of Australia by Jeremy Cooper, Deputy Chairman, ASIC, on Wednesday, 4 February 2009 at the Four Seasons Hotel, 199 George Street, Sydney


2008



Capital markets update, a speech by ASIC Commissioner, Belinda Gibson, to the Australasian Investor Relations Association 2008 Annual Conference, 27 November 2008

The new ASIC: Addressing today’s challenges and building for the longer term, a speech byTony D’Aloisio, Chairman, Australian Securities and Investments Commission to the Australian Corporate Lawyers Association (ACLA), 7 November 2008

Putting the 'mort' back in mortgage – a pocket guide to the global credit crisis, an edited version of a paper presented by Jeremy Cooper, ASIC Deputy Chairman, to the Federal Court Judges' Workshop, 22 August 2008, Federal Court, Melbourne

Lessons learnt from market volatility and sub-prime, a presentation by ASIC Commissioner, Belinda Gibson, to the ISFA Innovate 08 Conference, August 2008, Brisbane. Read the media release.

ASIC Hot Topics, a presentation by ASIC Deputy Chairman, Jeremy Cooper, to the Institute of Actuaries and Finsia Business Luncheon, 17 July 2008, Sydney.

Opening remarks, by Belinda Gibson to the ASIC-ASX Conference, July 2008, Brisbane.

Improving confidence in the integrity of Australia's capital markets , a presentation by ASIC Commissioner, Belinda Gibson, to the Committee for Economic Development of Australia (CEDA), 8 July 2008, Sydney

Securities markets, participants and ASIC, a paper by ASIC Chairman Tony D'Aloisio to the Securities & Derivatives Industry Association Conference, 22 May 2008, Melbourne

Disclosure and the role of ASX and ASIC, speech by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth.

Opening remarks, by Belinda Gibson to the ASX and ASIC Listed Companies Conference, Wednesday 26 March 2008, Perth.

Illiterate investors will hurt us all, article by ASIC Deputy Chairman, Jeremy Cooper. (An edited version of this article was published in the Australian Financial Review on 22 February 2008).


2007



Regulating financial advice – current opportunities and challenges, paper presented by ASIC Chairman Tony D'Aloisio to the Financial Planners Association Conference, Wednesday 28 November 2007, Sydney.

An update on ASIC's priorities for 2007-08 and how these relate to AICD members, paper presented by ASIC Chairman Tony D'Aloisio to the Australian Institute of Company Directors Luncheon, Monday 26 November 2007, Sydney.

Views on disclosure, advice and more, paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Association of Superannuation Funds of Australia Limited (ASFA), 2007 National Conference and Super Expo, 16 November 2007, Gold Coast, Queensland.

Senate inquiry into private equity investment and its effect on capital markets and the Australian economy, ASIC Opening Statement, 25 July 2007, Sydney

Corporate and market regulation: an ASIC update Paper presented by Jeremy Cooper, Deputy Chairman, ASIC to the Securities & Derivatives Industry Association
10th Annual Conference, 2 June 2007, Sydney

Opening statement on ASIC's priorities for the next 12 months Opening statement by Tony D'Aloisio, Chairman, ASIC to the Senate Standing Committee on Economics, 30 May 2007

Global markets: Regulating for economic growth Opening address by ASIC Chairman Jeffrey Lucy to the ASIC Summer School, 5 March 2007

Leadership and influence: an internal and external perspective A speech by ASIC Chairman Jeffrey Lucy to the Government Business Conference, 23 February 2007, Sydney

Should I borrow money to invest? An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, February 2007


2006



The financial advice industry in Australia: the regulator’s perspective A speech by ASIC Chairman Jeffrey Lucy to the Financial Planning Association, 24 November 2006, Melbourne

Corporate governance: an IOSCO perspective A presentation by ASIC Deputy Chairman Jeremy Cooper to OECD-ADBI 8th Round Table, Tokyo 11 & 12 October 2006

Teaching your children that pocket money stays in the pocket An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, October 2006

The integration of financial regulatory authorities - the Australian experience A speech by ASIC Deputy Chairman Jeremy Cooper to Comissão de Valores Mobiliários, 4-5 September, Brazil

ASIC's Super Strategies 2006 - 07
A speech by Jeffrey Lucy AM, ASIC Chairman to the Association of Superannuation Funds of Australia, 6 September 2006

Director's responsibilities: the reality vs the myths
A speech by ASIC Chairman Jeffrey Lucy to the Australian Institute of Company Directors, 17 August 2006, Melbourne

Regulatory Futures: Where to on Wealth Management?
An address by ASIC Chairman Jeffrey Lucy to the IFSA Annual Conference: Connect 2006, 2 August 2006, Gold Coast

Questions to ask your financial adviser
An article by ASIC Chairman Jeffrey Lucy published in The Daily Telegraph, July 2006

What you want to know about ASIC
An address by ASIC Deputy Chairman Jeremy Cooper to the Australian Shareholders Association, 5 July 2006

Managing conflicts of interest
An address by ASIC Deputy Chairman Jeremy Cooper to the Securities & Derivatives Industry Association, 26 May 2006, Melbourne


If you don't understand it, stay away from it An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in April 2006

ASIC: Facing regulatory challenges in 2006
An address by Jeffrey Lucy AM, ASIC Chairman, at The West Australian Events Program: Leadership Matters, 5 April 2006, Perth

How to avoid the bad advice trap An article by ASIC Chairman Jeffrey Lucy, published in The Daily Telegraph in March 2006

Working with Australian company directors
Paper presented by Jeremy Cooper, Deputy Chairman, ASIC, to the Federal Court of Australia/Law Council of Australia, Joint Corporations Law Seminar, 26 March 2006, Sydney

Consumer protection in financial services
An address by Jeffrey Lucy AM ASIC Chairman, at the Consumer Affairs Victoria – Third National Consumer Congress In pursuit of world class consumer policy, 17 March 2006, Melbourne

ASIC: The strong, fair and progressive regulator
Opening address by Jeffrey Lucy AM Chairman ASIC, to the ASIC Summer School 2006, Sydney, 13 February 2006


2005



Corporate wrongdoing: ASIC's enforcement role
Keynote address by Jeremy Cooper, Deputy Chairman, ASIC, to International Class Actions Conference 2005, 2 December 2005

Taking Charge of Your Money - Scams: recognising and avoiding them
An address by Professor Berna Collier, ASIC Commissioner, to the The Australian Investors' Association and The Courier-Mail Seminar, Brisbane, 19 November 2005

Addresses to the Association of Superannuation Funds of Australia (ASFA), 10 November 2005 by: Neighbourhood watch: Current and future expectations of regulators and market supervisors
An address by Jeffrey Lucy AM, Chairman, ASIC, to the Australian Corporate Lawyers Association National Conference 2005, 10 November 2005, Melbourne

Conflict Cop
Transcript of an interview by Alan Kohler with Jeremy Cooper, Deputy Chairman, ASIC, published in the Eureka Report, 21 October 2005

ASIC-ACCC debt collection publications launch
A speech by Professor Berna Collier, ASIC Commissioner, to the Australian Institute of Credit Management National Conference, Gold Coast, 14 October 2005 at the launch of the 'Debt collection guideline: for collectors and creditors', and consumer brochure 'Dealing with debt: your rights and responsibilities'

ASIC - focusing on insolvency
An opening address by Jeffrey Lucy AM, Chairman ASIC to the National Conference of the Insolvency Practitioners Association of Australia, 13 October 2005, Adelaide

Wealth management and advice - the way ahead
A speech by Professor Berna Collier, ASIC Commissioner, to the Investment and Financial Services Association (IFSA), 5 October 2005

Super standards must be met
ASIC is not picking on financial planners but just doing its job, writes ASIC's Deputy Chairman, Jeremy Cooper, in an article in The Age, 16 September 2005

ASIC’s approach to insolvency practitioner remuneration
A speech by Professor Berna Collier, ASIC Commissioner, to the Queensland Law Society and Insolvency Practitioners Association of Australia, August 2005

ASIC's increased focus on insolvency
A speech by Professor Berna Collier, ASIC Commissioner, to the Practical Insolvency and Practice Management Conference, 4 August 2005

Financial Statement Fraud - Corporate Crime of the 21st Century
A presentation by Jeremy Cooper, Deputy Chairman, ASIC, at a directors' briefing, AICD, 8 June 2005

Future directions for ASIC
A speech by Jeffrey Lucy AM, Chairman of ASIC to Committee for Economic Development of Australia (CEDA), Sydney, 15 April 2005


2004



Significant regulatory issues facing ASIC and Australian business
Speech by Jeffrey Lucy, Chairman of ASIC, to Australia-Israel Chamber of Commerce, 4 August 2004


ASIC and the regulation of non-cash payment products
A presentation by Mark Adams, Director, Regulatory Policy, ASIC, to the CARDS Australia Conference, August 2004

Market demutualisation and privatisation: The Australian experience
An address by Jeffrey Lucy AM FCA, ASIC Chairman, to International Organization of Securities Commissions (IOSCO), Amman 2004 Annual Conference, 20 May 2004


ASIC and the property sector
A presentation by Professor Berna Collier, ASIC Commissioner, to the 2004 Listed Property Trust Leaders Summit, 18 May 2004

Consumers' understanding of financial information
A presentation by Professor Berna Collier, ASIC Commissioner, at the launch of Australian Financial Alert, Sydney, 19 April 2004

ASIC's focus post 11 March 2004, a presentation by ASIC Commissioner, Berna Collier, to the Investment and Financial Services Association, Sydney, 17 March 2004

The view from ASIC: a perspective on current activities and enforcement powers, an address by Prof Berna Collier, Commissioner, ASIC to the Practical Insolvency and Practice Management Conference 2004, 15 March 2004

FSR, CLERP 9 and surveillance programs: ASIC priorities over the next 12 months, an address by Jeffrey Lucy AM FCA, Acting Chairman, ASIC to the Institute of Chartered Accountants in Australia, Queensland 2004 CA Business Forum, Sanctuary Cove, Queensland, 13 March 2004


2003



The single market for financial services in the EU and its impact on globalisation, a presentation by Jeffrey Lucy, Deputy Chairman, ASIC to the European Australian Business Council Luncheon and Conference, 3 November 2003, Sydney

The impact of FSR on the regulatory culture of ASIC, a speech by the Deputy Chair of ASIC, Jeffrey Lucy, to the 7th Annual Conference of the Australian Compliance Institute, Sydney, 5 September 2003

ASIC's enforcement powers and activities, a speech by ASIC Commissioner, Prof Berna Collier, to the Law Institute of Victoria, Annual Commerical Law Conference, 10 October 2003 (PDF file, 48KB)

Current corporate governance issues: An ASIC perspective, a speech by ASIC Commissioner, Prof Berna Collier, to the Northern Territory Chapter of the Business & Professional Women's Association, 19 September 2003 (PDF file, 38KB)

Launch of Streetwize comic: Moola Talk, by ASIC Commissioner, Prof Berna Collier, 18 September 2003, Darwin (PDF file 25KB)

ASIC — friend or foe of business, an address by ASIC Chairman David Knott to the Australian Institute of Company Directors, Perth, 9 July 2003 (PDF file, 40KB)

The financial planning shadow shopping project – results and moving forward, an address by ASIC commissioner, Prof Berna Collier to the Australian Investors' Association annual conference, 12 June 2003

ASIC and insolvency - current activities and future directions in enforcement and policy, an address by Prof Berna Collier, ASIC Commissioner, to the IPAA conference in Adelaide, 28 May 2003

ASIC: Policing acceptable standards of auditing and accounting practices, an address by Berna Collier, Commissioner, ASIC, 20 May 2003


2002



The role of ASIC in corporate governance, an address by Berna Collier, Commissioner, ASIC, to the Corporate Governance Summit 2002, 27 November 2002

'The regulatory perspective', an address by David Knott, Chairman, ASIC, to the International Accounting Standards Board World Standard Setters' conference, Hong Kong, 18 November 2002

'FSR seven months on' an address by Ian Johnston, ASIC's Executive Director, FSR to the NIBA conference, Adelaide, October 2002

'Licensing for Financial Service Intermediaries' an address by Ian Johnston, ASIC's Executive Director, FSR to the IBNA conference, Darwin, September 2002

"Changing dynamics of the Australian superannuation industry", ASIC Chairman David Knott's speech to the AFSA luncheon in Sydney, 25 September 2002

"Corporate governance – principles, promotion and practice" Inaugural lecture by Mr David Knott, Chairman ASIC to the Monash Governance Research Unit, 16 July 2002

"e-finance: trends and regulatory responses", a paper by ASIC's Executive Director Policy and Markets Regulation, Malcolm Rodgers, to the Monetary Authority of Singapore's Capital Markets Seminar, May 2002

"Trans Tasman perspectives on select issues of financing stock and debtors: Australian perspectives", an address by ASIC Commissioner, Professor Berna Collier, to the 19th Annual Banking and Financial Services Law Conference, 6 June 2002

'Auditors and audit committees — a regulator's view', an address by Ian Mackintosh, ASIC's Chief Accountant to the Centre for Corporate Law and Securities Regulation, Melbourne, 28 May 2002

"The new FSR disclosure regime – likely impacts on our industry", a presentation by Ian Johnston, ASIC's Executive Director, Financial Services Regulation, to the Financial Planning Association Principal Members and CFP Conference, Gold Coast, 10 May 2002

"The role of the CFO in corporate governance", an address by ASIC Deputy Chair Jillian Segal, at the Financial Executives International Luncheon, 3 May 2002

'Protecting the investor: The regulator and audit', an address by ASIC Chairman David Knott to the CPA Congress 2002 Conference, Perth, 15 May 2002

"Risk and responsibility" an address by Professor Berna Collier, Commissioner, ASIC to the Institute of Chartered Accountants in Australia CA Conference, 27 April 2002.

"Market demutualisation and cross border alliances:the Australian experience", a paper by ASIC Deputy Chair, Jillian Segal to the Fourth Roundtable on Capital Market Reform in Asia, Tokyo, April 2002

"Current areas of concern to ASIC regarding corporate disclosure", an address by Jillian Segal, Deputy Chair, Australian Securities and Investments Commission, to the Australasian Investor Relations Association, Corporate Disclosure Practices Seminar, Sydney, 20 March 2002

"ASIC’S perspective of current insolvencies and the role of the insolvency practitioner", an address by Professor Berna Collier, ASIC Commissioner, to the Insolvency Practitioners Association of Australia (WA Division), 20 March 2002

"Financial Services Reform Act 2001 – Challenges for ASIC", an address by Jillian Segal, Deputy Chair, ASIC, to the Committee for Economic Development of Australia (CEDA) FSRB (CLERP 6) Series, Sydney, 28 February 2002


2001



"The future of corporate regulation in Australia", an address by Jillian Segal, Deputy Chair, ASIC, to the 18th Annual Company Secretaries' Conference, Surfers Paradise, 19 November 2001

"Insitutional self-regulation: what should be the role of the regulator", Jillian Segal, Deputy Chair, ASIC, to the National Institute for Governance Twilight Seminar, Canberra, 8 November 2001

"Developing regulatory standards for account aggregation and initiating industry wide compliance", a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the Australian Financial Review's BankTech 2001 conference, November 2001

Keynote address by Jane Goodman-Delahunty at ASIC's Stakeholder Forum, "Capitalising on Complaints: insights into handling finance sector complaints", November 2001

"Everything the company director must know about corporate financial disclosure and continuous disclosure", an address by Jillian Segal, Deputy Chair, ASIC, to the Australian Institute of Company Directors conference, "Governance & Disclosure - A Forum for Company Directors", Sydney, 31 October 2001

"No Dave, you can't do that", an address about the regulatory challenges of e-commerce and an update on financial services legislation, by ASIC's Executive Director Financial Services Regulation, Ian Johnston, to the recent National Insurance Brokers Association conference, 7 October 2001

"Protecting account aggregation consumers", a presentation by Delia Rickard, ASIC's Deputy Executive Director, Consumer Protection, to the IIR conference on Account Aggregation, September 2001

"Corporate governance: 1980s revisted?", the Monash Law School Foundation Lecture, given by David Knott, ASIC Chairman, 23 August 2001

An address by Jillian Segal, Deputy Chair, ASIC, to the annual conference of the Insurance Council of Australia, 8 August 2001

ASIC Chairman David Knott's speech at the launch of the Australiasian Investor Relations Association, 12 August 2001

"Market demutualisation and privatisation: the Australian experience", ASIC Deputy Chair, Jillian Segal's address to the IOSCO conference, June 2001

'What regulation is required to achieve a global online market?', an address by Shane Tregillis, ASIC Executive Director, Policy and Markets Regulation, to the Australian Financial Review's Online Broking and Trading Conference, 20-21 June 2001

Jillian Segal, ASIC Deputy Chair comments on Debra A Valentine's "Regulating in a high-tech marketplace - the import for remedies" at the Australian Law Reform Commission conference, June 2001

'Regulatory initiatives by ASIC in the cyber age', a presentation by Jillian Segal, Deputy Chair of ASIC, to the Faculty of Law, University of Sydney, "Financial Markets and the Internet" conference, Sydney, 31 May 2001

Chairman David Knott's speech to the Australian Institute of Company Directors discusses HIH, his resignation from the APRA Board and ASIC's work and priorities. 23 May 2001

'Consumer issues in account aggregation', an ASIC officer discusses issues in a speech to the Account Aggregation Conference, 18 April 2001

'Regulatory Compliance in the Borderless Community of 2001' by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Enforcement and Compliance Seminar in Melbourne, March 2001

'Brave New World - or return to fundamentals?', a presentation by Jillian Segal, Deputy Chair, ASIC, to the Corporate Law Teachers' Association, 12 February 2001


2000



"Staying apace of emerging technology - an ASIC perspective", an address by Ian Johnston, National Director, Financial Services Regulation, ASIC, to the Financial Planners Association (FPA) Conference, 9 December 2000

"Managing the transition to Cyberworld", a presentation by Jillian Segal, ASIC Deputy Chair, to the Third Annual Asian Financial Law Conference, Sydney, 20 November 2000

"Monitoring the self regulatory landscape", a speech by Jillian Segal, Deputy Chair, ASIC, to the Financial Services Consumer Conference, 9 November 2000

'Managing Regulatory Change in Life Insurance and Pensions' by Sean Hughes, Director, Deposit taking, Insurance, Superannuation and Consumer protection, ASIC, to the Asian Development Bank - Managing Regulatory Change symposium on Electronic Distribution of Financial Products and Consumer Issues, Manila, November 2000

Regulatory issues impacting on insolvency
A speech by David Knott, Deputy Chairman, ASIC, to the National Conference of the Insolvency Practitioners Association of Australia, Adelaide, 13 October 2000

Trends in the regulation of financial markets and their participants - a regulator's perspective
ASIC Commissioner Jillian Segal's speech to the ISDA/AFMA Conference, Sydney, 19 October 2000


ASIC issues: an update on the last 12 months An address to the Insurance Council of Australia by ASIC Commissioner Jillian Segal, 10 August 2000

Developments in the financial services industry: investor protection in the new economy and CLERP 6
An address by Alan Cameron, AM, ASIC Chairman, to the Melbourne Chapter luncheon of the Financial Planning Association of Australia Ltd, Melbourne, 30 May 2000


The Managed Investments Act - an update
An address by Alan Cameron, AM, Chairman of the Australian Securities and Investments Commission to the National Council Luncheon of the Trustee Corporations Association of Australia, Sydney, 31 March 2000


Market integrity - issues relating to ASIC's role and actions
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Group of 100 Inc, Congress 2000, Melbourne, 29 March 2000


The business of Australia is...
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission to the Victoria Graduate School of Business, Victoria University, Melbourne, 23 March 2000


ASIC speaks on fundraising, takeovers and CLERP
An address by Richard Cockburn, National Coordinator Fundraising Mergers & Acquisitions, Australian Securities and Investments Commission, 18 February 2000


The effect of harmonisation on the regulator and regulation
An address by Alan Cameron AM, Chairman, Australian Securities and Investments Commission at a Committee for the Economic Development of Australia (CEDA) seminar "CLERP 6 - Government's blueprint for a single regulatory regime", Sydney, 11 February 2000


Yannon matter concludes
Speech notes for media conference 6 January 2000 by ASIC Chairman, Alan Cameron



1999


Avoiding Share Scams in Cyberspace
An address by Tim Phillipps, Director, Electronic Enforcement, ASIC to the Australian Financial Review seminar "Online Broking - Opportunity or Threat", Sydney, 20 & 21 September 1999


The globalisation of the securities market
An address by Alan Cameron, AM, Chairman of ASIC to the Seminar on the Globalisation of Securities, Allen Allen & Hemsley, Sydney, 16 August 1999


Key regulatory developments & issues
Speech given by Alan Cameron AM, Chairman of ASIC, to an ICA conference on 12 August 1999


Major challenges in financial regulation at the end of the decade
An address by Alan Cameron, AM, Chairman of ASIC to the Monash Law School Foundation Lecture, Melbourne, 6 May 1999


ASIC - The new regulatory regime
Jillian Segal, Commissioner, keynote address given to the Australian Association of Permanent Building Societies, 30 April 1999



1998



Cyber enforcement in the financial services sector
A speech by Joseph P Longo, National Director, Enforcement, ASIC, at the ACCC’s Global Commerce Conference, November 1998


Not another regulator!
An address by Alan Cameron, AM, Chairman of ASIC to the 1998 Suncorp-Metway Bob Nicol Memorial Lecture, Brisbane, 10 November 1998


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