• Former Sydney financial adviser sentenced on fraud charges
  Mr James Patrick Hobson, a former senior financial adviser, has been convicted and sentenced in the Sydney District Court following an ASIC investigation. 12-100MR. 21 May
• ASIC obtains court orders against Sydney financial adviser
  The NSW Supreme Court has made orders preventing Melinda Scott from carrying on a financial services business following an application by ASIC alleging the Sydney-based financial adviser has been involved in suspected fraud. 12-99MR. 21 May
• Service interruptions to ASIC Connect search and other online services
  Extensive testing over the next two weeks for the new business names regime may interrupt our ASIC Connect search services.
• Brisbane man charged with market manipulation
  Ronald Baldwin, an investor living in Yeronga, Queensland, appeared in the Brisbane Magistrates Court today on charges of market manipulation, following an ASIC investigation. 12-98MR. 18 May
• ASIC chief elected chair of IOSCO board
  ASIC chairman Greg Medcraft has been elected chairman of the board of the International Organization of Securities Commissions (IOSCO), following a vote of board members at IOSCO’s annual conference in Beijing. 12-97MR. 17 May
• ASIC to launch new website for insolvency and deregistration notices
  ASIC will soon launch a new website publishing all insolvency and deregistration notices. 12-96MR. 17 May
• Investors warned about dealing with Dellingworth Pty Ltd
  ASIC has urged consumers to be wary of an unlicensed financial services business purporting to be based on the Gold Coast offering investors returns of up to 50%. 12-95MR. 17 May
• Updated guidance for downstream acquisitions
  ASIC today released updated guidance on a key part of Australia’s takeover regulation. 12-94MR. 16 May

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