• Brisbane man's appeal against conviction dismissed
  Mr Keith James McCoy’s appeal against his three-year jail term was dismissed in the Queensland Supreme Court of Appeal today. 20 Nov
• ASIC ensures St George passes on volume rebates to affected customers
  ASIC is overseeing a refund process to approximately 2,000 St George Bank customers who were not provided volume rebates by the bank when recovering legal costs. 09-232AD. 19 Nov
• Former agribusiness director in court on ASIC charges
  Former Bustan Australia Holdings Pty and Bustan International Pty Ltd director, Mr Clinton Condon, has appeared in the Melbourne Magistrates Court through his legal representative on charges laid by us. 09-231AD. 19 Nov
• Former Brisbane adviser banned over Westpoint product advice
  The Administrative Appeals Tribunal has banned Ms Denise Simmons from providing financial services for three years. 09-230AD. 19 Nov
• ASIC proceedings against Rich and Silbermann dismissed
  The NSW Supreme Court dismisses ASIC's civil proceedings against One.Tel's former joint Managing Director, Mr Jodee Rich and the company's Finance Director, Mr Mark Silbermann. 09-229MR. 18 Nov
• Summary prosecutions of company officers – Jul-Sep 2009
  In the period 1 July to 30 September 2009, ASIC successfully prosecuted 95 company officers in relation to 178 contraventions of the Corporations Act. 17 Nov
• ASIC accepts undertakings from former Macquarie advisors
  ASIC has accepted Enforceable Undertakings from two former Adelaide based advisors of Macquarie Equities Limited, Paul Martin Kennedy of Heathfield, SA and Bradley David Dohrmann of Oakden, SA. 17 Nov
• West Australian financial employee representative banned
  We have permanently banned Mr. Jason William Cox, of St James, Western Australia, from providing financial services. 09-226AD. 16 Nov
• Adelaide seminar November 2009
  While investment advice can be legitimate and beneficial, it’s vital to dig below the bold promises. We are presenting our third City of Adelaide Information Session on 27 November.

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