• ASIC releases third market supervision report
  ASIC today issued its third report on the supervision of Australian financial markets and market participants. 12-17MR. 7 Feb
• ASIC obtains Supreme Court orders against fraudulent Gold Coast financial services business
  An unlicensed financial planning business based on the Gold Coast has been wound up following an application by ASIC to the Supreme Court of Queensland. 12-16AD. 3 Feb
• Former ARP Growth Fund operator prevented from participating in financial services, managing companies
  We have accepted an enforceable undertaking from the former operator of the ARP Growth Fund (ARP) permanently preventing him from working in the Australian financial services industry or managing a corporation. 12-15MR. 1 Feb
• ASIC finalises investigation into Saxo Bank A/S following Sonray collapse
  We have finalised our investigation into Saxo Bank A/S, the former provider of the trading platform for collapsed broker, Sonray Capital Markets Pty Ltd (in liquidation). 12-14AD. 1 Feb
• Personal Property Securities Register
  On Monday 30 January 2012 the Charges Register maintained by ASIC, was transferred to the Personal Property Securities (PPS) Register.

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