- 24-099MR ASIC permanently bans former financial adviser
ASIC has permanently banned Melbourne based financial adviser Kudzanai Philip Dzawo from providing any financial services, performing any function ...
- 24-098MR AAT upholds permanent ban on former NSW based adviser
The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to permanently ban Sean John Sweeney from providing any financial services, ...
- 24-097MR Brett Paul Trevillian pleads guilty to making false documents
Metal Alpha Pty Ltd director Brett Paul Trevillian has pleaded guilty to forging portfolio performance verification reports when he was the ...
- 24-096MR Western Australian directors convicted for failing to have director identification numbers
Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director ...
- 24-095MR ASIC freezes assets of Brisbane financial advisor
ASIC has commenced urgent proceedings in the Federal Court against Sunny Mahendra Prakash and his related companies, Principal Financial Services Pty ...
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