- 24-100MR ASIC cancels Octillion Partners AFS licence
ASIC has cancelled the Australian financial services (AFS) licence of Octillion Partners Pty Ltd.
ASIC determined that Octillion:.
did not comply ...
- 24-099MR ASIC permanently bans former financial adviser
ASIC has permanently banned Melbourne based financial adviser Kudzanai Philip Dzawo from providing any financial services, performing any function ...
- 24-098MR AAT upholds permanent ban on former NSW based adviser
The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to permanently ban Sean John Sweeney from providing any financial services, ...
- 24-097MR Brett Paul Trevillian pleads guilty to making false documents
Metal Alpha Pty Ltd director Brett Paul Trevillian has pleaded guilty to forging portfolio performance verification reports when he was the ...
- 24-096MR Western Australian directors convicted for failing to have director identification numbers
Two Western Australian directors have been convicted in the Perth Magistrates Court and fined $5,000 each for failing to comply with director ...
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