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ASIC disclosure log table



About this disclosure log and accessing listed documents

Disclosure log numberDate information listed in disclosure logSummary of FOI request received Description of information released (and whether released in full or part)Other information
16 July 2011Request seeking letter of appointment of Greg Medcraft as Chairman of ASICLetter of appointment dated 12 May 2011To access the document please email foirequest@asic.gov.au
213 October 2011Request seeking ASIC's procedures re s15(3) of the Public Service ActDocument providing overview of the Australian Public Service Code of Conduct provisionsTo access the document please email foirequest@asic.gov.au
321 November 2011Request seeking policy documents pertaining to record management of hard copy filesASIC and National Archives guidelines addressing destruction of filesTo access the document please email foirequest@asic.gov.au
414 March 2012Request for policy documentation pertaining to s123 and s124 of the ASIC ActGuidance documentationTo access the document please email foirequest@asic.gov.au
514 March 2012Request for documentation pertaining to referral of matters between ASIC and APRA Edited extract from Joint Protocol for Co-operation between APRA and ASICTo access the document please email foirequest@asic.gov.au
614 March 2012Request for documentation confirming appointment of Mr Gregory Medcraft as a Commissioner of ASICAppointment notificationTo access the document please email foirequest@asic.gov.au
719 March 2012Request for list of companies with their registered office at a specified addressList of companies as requestedTo access the document please email foirequest@asic.gov.au
85 April 2012Request for documentation pertaining to the use of web browsers and social media channels by Australian Government agenciesInformation pertaining to use of web browsers and social media channels by ASICTo access the document please email foirequest@asic.gov.au
910 April 2012Request for information pertaining to unclaimed moneyList pertaining to unclaimed money amountsTo access the document please email foirequest@asic.gov.au
1010 April 2012Request for information pertaining to unclaimed moneyList pertaining to unclaimed money amountsTo access the document please email foirequest@asic.gov.au
1111 April 2012Request for information pertaining to unclaimed moneyList pertaining to unclaimed money amountsTo access the document please email foirequest@asic.gov.au
1211 April 2012Request for contact details re specified companies. Contact information as soughtTo access the document please email foirequest@asic.gov.au
137 August 2012Request for copies of submissions received in response to ASIC Consultation Paper 91 Non Traditional Rights Issues (CP91)Copies of submissions receivedTo access the document please email foirequest@asic.gov.au
147 August 2012Request for information pertaining to unclaimed moneyList pertaining to unclaimed money amountsTo access the document please email foirequest@asic.gov.au
1524 August 2012Request for information pertaining to unclaimed moneyList pertaining to unclaimed money amountsTo access the document please email foirequest@asic.gov.au
164 September 2012Request for documentation lodged with ASIC for financial services licence application Application documents To access the document please email foirequest@asic.gov.au
1725 October 2012Request for documentation including copies of specific product disclosure statementsCopies of three product disclosure statements pertaining to investment productsTo access the document please email foirequest@asic.gov.au
1825 October 2012Request for copy of ASIC report entitled Consumer Credit Legal Services in AustraliaCopy of report and attachmentsTo access the document please email foirequest@asic.gov.au
195 November 2012Request for copy of specified speeches given by ASIC Chairman Greg MedcraftCopies of speeches requested.To access the document please email foirequest@asic.gov.au
2015 April 2013Request for document outlining obligations of company regarding registers and booksCopy of template advice for companies.To access the document please email foirequest@asic.gov.au
2129 April 2013Request for administrative documentation pertaining to 27 February 2013 ASIC attendance with Federal Member Stephen Jones and others re Trio Capitol collapse.Copies of documentation addressing ASIC attendance at the 27 February 2013 meetingTo access the document please email foirequest@asic.gov.au
2220 May 2013Request seeking documentation pertaining to the commencement of investigation into Trio Capitol Limited (In Liquidation).Documents referencing commencement of investigation.To access the document please email foirequest@asic.gov.au
2320 May 2013Request seeking information regarding amounts ASIC has received and predicted future receipt amounts - from inactive bank and life insurance accounts that have been inactive for 3 years.Documents containing information pertaining to amounts received by ASIC and predicted future receipt amounts from inactive bank and life insurance accounts.To access the document please email foirequest@asic.gov.au
244 June 2013Request for documents verifying Trio Capitol Limited fund's asset position.Documentation addressing determination of Trio Capitol Limited fund's asset position.To access the document please email foirequest@asic.gov.au
254 June 2013Request for document provided in response to 2 Parliamentary Questions on Notice asked by Mr Paul Fletcher MP to the Assistant Treasurer on 10 May 2011.ASIC Response to Question on Notice No 355. Notice given 10 May 2011.To access the document please email foirequest@asic.gov.au
2627 June 2013Request seeking documentation pertaining to an accounting relief application made to ASIC in respect to Kangara LimitedCommunications between ASIC and applicant pertaining to the aforementioned relief applicationTo access the document please email foirequest@asic.gov.au
271 July 2013Request seeking copies of correspondence between ASIC and internet service providers pertaining to the blocking, pursuant to s313 of the Telecommunications Act 1997 of internet websites between Sept 2012 and May 2013.Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.To access the document please email foirequest@asic.gov.au
281 July 2013This request sought copies of requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 (seeking the blocking of IP address sites) to internet providers during 2011, 2012 and 2013. Copies of s313 internet site blocking requests issued by ASIC during 2011, 2012 and 2013.To access the document please email foirequest@asic.gov.au
291 July 2013Request seeking copies of correspondence pertaining to requests made by ASIC pursuant to s313 of the Telecommunications Act 1997 seeking the blocking of internet websites including Global Capital Wealth. Copies of s313 internet site blocking requests issued by ASIC.To access the document please email foirequest@asic.gov.au
301 July 2013Request seeking documents relating to requests made by ASIC to internet service providers, pursuant to s313 of the Telecommunications Act seeking the blocking of internet websites, including IP address 198. 136.54.104 between Sept 2012 and May 2013. Copies of s313 internet site blocking requests and communications between ASIC and internet service providers during relevant period.To access the document please email foirequest@asic.gov.au
3110 July 2013Request seeking documentation recording ASIC's final review findings in respect to the ASIC Connect business names service, post its implementation and launch in May 2012. ASIC End Project Report-National Business Names. Dated 31/01/2013To access the document please email foirequest@asic.gov.au
3212 July 2013Request seeking documentation pertaining to use by ASIC of s313 of the Telecommunications Act 1997, including internal policy guidance and communications/meetings with other agencies re the use of s313.Copies of s313 Notices, internal guidance material and documentation pertaining to communications and meetings with other agencies re the use of s313 To access the document please email foirequest@asic.gov.au
332 August 2013Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012.Directions made by the Australian Securities and Investments Commission under s672A of the Corporations Act 2001 between the period 1 July 2012 to 31 December 2012Information edited because of an exception in s11C of the Freedom of Information Act 1982
To access the document please email foirequest@asic.gov.au
348 August 2013Documents about Trio Capital held by ASIC's Deputy Chair, Peter Kell.Documents about Trio Capital held by ASIC's Deputy Chair, Peter KellTo access the document please email foirequest@asic.gov.au
3520 January 2014(i) A letter from News Limited;
(ii) A letter from Revenue SA
A letter from News Limited dated 15 October 2013;
A letter from Revenue SA dated 4 February 2013
(Released in part)
To access the documents please email foirequest@asic.gov.au
3630 January 2014Copy of consolidated deed of variation dated 6 May 1958 of the Provident FundCopy of consolidated deed of variation dated 6 May 1958 of the Provident Fund
(Released in full)
To access the documents please email foirequest@asic.gov.au
3712 March 2014Request for documentation pertaining to bonus payments to ASIC Senior Executive StaffTemplate Employment Agreement and copy of agency Performance Management AgreementTo access the documents please email foirequest@asic.gov.au
3812 May 2014Request for copies of ASIC's Secondments PoliciesCopies of 2 ASIC policy documents addressing secondments
To access the documents please email foirequest@asic.gov.au
3915 May 2014Request for copies of communications between ASIC and Treasury/Treasurer regarding 'Letter of Expectation' addressing agency operations.Letter dated 20 February 2007 from Treasurer to ASIC, Letter of 27 June from ASIC Chairman to Treasurer. To access the documents please email foirequest@asic.gov.au
4021 May 2014Request for copies of communications between ASIC and the Financial Ombudsman Service (FOS), addressing the appointment of CameronRalph Navigator to conduct an independent review of FOSFour letters, being communications between ASIC and FOS addressing the appointment of CameronRalph Navigator to conduct the aforementioned review.To access the documents please email foirequest@asic.gov.au


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