Short selling

Short position reporting

View table of short position reports

Announcements

ASIC releases guidance on short selling, 10-86AD, 23 April 2010
Short position reporting, 10-42AD, 5 March 2010
Reporting of short position information - FIX Rules of Engagement, 25 November 2009
ASIC provides hedging relief to market makers, 09-182AD, 24 September 2009
ASIC lifts ban on covered short selling of financial securities, MR09-94, 25 May 2009
Consultation paper - Short selling to hedge risk from market making activities, 30 April 2009
ASIC extends ban on covered short selling of financial securities, MR09-36, 5 March 2009
ASIC extends ban on covered short selling of financial securities, MR09-05, 21 January 2009
Continuation of exemptions in relation to naked short selling, AD09-02, 7 January 2009
ASIC lifts ban on covered short selling for non-financial securities, AD08-65, 13 November 2008
Requirements for disclosure and reporting of short sales from 19 November 2008, ASIC market advice, 12 November 2008
Victorian share trader to face ASIC short selling charges, AD08-53, 6 November 2008
Requirements for disclosure and reporting of short sales from 19 November 2008, 08-211, 28 October 2008
Short selling relief for convertible securities expanded, AD08-44, 27 October 2008
ASIC extends ban on covered short selling, 08-210, 21 October 2008
No action position for owners selling from stock lending portfolios, AD08-23, 24 September 2008
Update on ASIC’s response to short selling, AD08-22, 23 September 2008
ASIC advice to ASX market participants regarding hedging existing transactions, AD08-20 , 22 September 2008
Covered short selling not permitted, 08-205, 21 September 2008
Naked short selling not permitted and covered short selling to be disclosed, 08-204, 19 September 2008

Regulatory guide

RG 196 Short selling

Consultation paper

Consultation paper - Short selling to hedge risk from market making activities, CP 106, 30 April 2009

Information sheets

Short selling disclosure advice, INFO 95
Short selling: Short position reporting, INFO 98

Instruments

Class order number	Title	Date issued
[CO 10/464]	Variation of Class Order [CO 10/29] Explanatory statement	17 June 2010
[CO 10/289]	Variation of Class Orders [CO 08/764], [CO 09/774] and [CO 10/29] Explanatory statement	21 April 2010
[CO 10/288]	Covered short sale transaction reporting relief for market makers Explanatory statement	21 April 2010
[CO 10/135]	Relief for small short positions Explanatory statement	14 April 2010
[CO 10/29]	Short position reporting regime postponement and clarification Explantory statement	29 March 2010
[CO 10/111]	Short selling: limited relief for deferred purchase agreement issuers from s1020B(2) Explanatory statement	15 February 2010
[CO 09/1063]	Revocation of Class Order [CO 08/751] and variation of Class Order [CO 08/764] Explanatory statement	8 December 2009
[CO 09/774]	Naked short selling relief for market makers Explanatory statement	18 September 2009
[CO 09/39]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	25 May 2009
[CO 09/1052]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	5 January 2009
[CO 09/1051]	Short selling relief: Exchange traded options, unobtained financial products and certain bonds and debentures Explanatory statement	5 January 2009
[CO 08/824]	Variation of Class Orders [CO 08/751] and [CO 08/764] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	13 November 2008
[CO 08/801]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	24 October 2008
[CO 08/764]	Short selling - exercise of exchange-traded options	23 September 2008
[CO 08/763]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063])	23 September 2008
[CO 08/753]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	22 September 2008
[CO 08/752]	Variation of Class Order [CO 08/751] ([CO 08/751] revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	21 September 2008
[CO 08/751]	Covered short sales (revoked 11/12/2009: see [CO 09/1063]) Explanatory statement	19 September 2008

ASIC Website: Printed 09/03/2010

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