- ASIC issues information for unlicensed entities making unsolicited contact with consumers
ASIC has published Information Sheet 282 Unsolicited contact leading to financial advice (INFO 282), which outlines how financial services laws apply ...
- Taken for a ride: ASIC targets used car financing misconduct
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Key points
Misconduct relating to used car financing to vulnerable consumers is one of ASIC’s 2024 enforcement priorities. We are particularly ...
- 24-100MR ASIC cancels Octillion Partners AFS licence
ASIC has cancelled the Australian financial services (AFS) licence of Octillion Partners Pty Ltd.
ASIC determined that Octillion:.
did not comply ...
- 24-099MR ASIC permanently bans former financial adviser
ASIC has permanently banned Melbourne based financial adviser Kudzanai Philip Dzawo from providing any financial services, performing any function ...
- 24-098MR AAT upholds permanent ban on former NSW based adviser
The Administrative Appeals Tribunal (AAT) has upheld ASIC’s decision to permanently ban Sean John Sweeney from providing any financial services, ...
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