RG 1 AFS Licensing Kit: Part 1 – Applying for and varying an AFS licence
Issued 1 July 2015
This is a guide for applicants applying for an Australian financial services (AFS) licence or to vary their AFS licence.
Applicants should also read Part 2 (RG 2), which outlines how to complete the AFS licence application form (FS01) or variation application form (FS03) and prepare ‘core’ supporting proof documents. Applicants will need to read Part 3 (RG 3) if they are asked to send us ‘additional’ proofs.
Note: It is an offence under s915C(2) of the Corporations Act 2001 to provide false or misleading information to ASIC. False or misleading information in an application (including a material omission) may also be grounds to revoke any AFS licence granted based on the application.